 | | February 2010 | Arranged ConnXion Ventures' $1.25m convertible note issue which was coupled with a $3m placement managed by Shaw and Bell Potter Securities | ConnXion Ventures Limited is a provider of integrated communication platform for high volume document production, multi-channel delivery and payment solutions |
|
 | | January 2010 | Lead Manager on NSL Consolidated’s follow on placement of 146m shares to raise $5m |
|
 | | November 2009 | Lead Manager on emerging global miner, Kangaroo Resources’ $30m capital raising via a combination of placements to institutional and sophisticated investors and a fully underwritten Share Purchase Plan | Funds used for purchase and development of four Indonesian coal projects and to provide working capital to fast-track production of at least two projects within six months | Kangaroo Resources is a coal focused resources company with assets in both Australia and Indonesia |
|
 | | September 2009 | Joint Lead Manager with Hartley Poynton on YTC’s successful placement of 110.3m shares to raise $23.2m | Capital raising proceeds applied to secure acquisition of Hera Gold Project and advance the high grade Hera gold deposit to Definitive Feasibility Study | YTC Resources Limited is a tin and gold exploration company with projects located in NSW |
|
| | | November 2009 | Lead Manger on NSL Consolidated’s placement of 134.6 million shares to raise A$3.5 million | Capital raising proceeds funded a purchase price insta |
|
